March 22, 2006

Technology & Compliance Report

The latest NICSA – D.M.R. compliance research survey, "Technology & Compliance" —is now available.

This ground breaking report is based on highly detailed information provided by executives of more than 40 firms managing at least $2 Trillion in assets. Topics covered include:

  • How firms are responding to the new demands of Rule 22C (2)
  • Email compliance practices
  • Key compliance-related trends and issues in transfer agency functions
  • Current issues and plans to address information security concerns.
  • Price of the first copy is $495.00; additional copies are $100.00 each.
  • Buy the Technology & Compliance report and the CCO Compensation report for $795.00 – a $195.00 savings. Each additional copy of this combination is $160.00.

Technology & Compliance Report Table of Contents

Order a copy of the complete report now.

Order an online copy of the Executive Summary --- $95.00

Order additional copies of reports you have purchased.

This link will also enable you to order a copy of our "Compliance 2004" and "CCO Compensation, Management and Recruiting Trends" reports