Executive Summary
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Title Page
Introduction
Structure of the compliance function
Compliance Program
Expenses and resources
USA PATRIOT ACT
Budgeting
Staffing
Auditing compliance functions
Compliance Culture
Keeping informed
Looking ahead
Summary


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Executive Summary

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This Executive Summary was prepared exclusively for distribution to professionals who participated in the survey. Entire contents © 2004, D.M.R., Inc. All rights reserved. This summary was prepared based on Survey data as of 9-16-04. Subject to change.